Richard Gagné, CLU, ChFC, AIF

Richard Gagné, CLU, ChFC, AIF

Financial Advisor

Office: 409-860-9007
Fax: 409-860-9011

Richard A. Gagné is the owner and operator of Richard Gagné and Associates which he founded in 1973.  He serves clients in several states where he is licensed both for securities and life insurance.

From the start, Richard has been intent on providing comprehensive service to his clients.  He is an entrepreneur, philanthropist, and Investment Advisor Representative with Raymond James Financial Services, Inc. He maintains the General Securities Representative registration and is a licensed life insurance agent.  He holds the following securities: 

Principal/Supervisory - Series 24 – General Securities Principal

General Industry/Product

Series 6 – Investment Company Products/Variable Contracts Representative

Series 7 – General Securities Representative

Series 22 – Direct Participation Programs Representative

Series 31 – Managed Futures Funds


State Securities Law

Series 63 – Uniform Securities Agent State Law

Series 65 – Uniform Investment Adviser Law


1962 - Graduated with highest honors from Monseigneur PrévostHigh School in Fall River, MA.

1966 - Graduated Cum Laude with B.A. from Providence College in Providence, RI.

1968 - Graduated with M.A. from the University of Alabama in Tuscaloosa, AL.

1970-1973 - Instructor at Lamar University in Beaumont, TX.

1973 – Founded Richard Gagné and Associates

2008 – Founded Richard A. Gagné Charitable Foundation


The Chartered Life Underwriter (CLU) designation was conferred on October 7, 1987 and the Chartered Financial Consultant (ChFC) designation was conferred on October 15, 1988.  Both designations were earned through the American College at Bryn Mawr, PA.